Richard Batten Partner, MinterEllison
RICHARD BATTEN , DONNA WORTHINGTON , IAN LOCKHART , MICHAEL LAWSON | FRIDAY, 7 OCT 2022 Many Australian financial services organisations report that they are struggling to meet increased regulatory burdens. Read more RICHARD BATTEN , PRAYAS PRADHAN | FRIDAY, 13 NOV 2020 The Australian Securities and Investments Commission (ASIC) made a product intervention order on 22 October 2020 that imposes conditions on the issue and distribution of contracts for difference (CFDs) to retail clients. This paper summarises the key ... Read more RICHARD BATTEN | FRIDAY, 10 JUL 2020 Regulatory Guide 272 Product Intervention Power (RG 272) sets out the score of the product intervention power, and explains how the Australian Securities and Investments Commission (ASIC) will use it, and how an intervention order will be made. Read more PAGE: 1 |
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The super, super fund
DEANNE STEWART
CHIEF EXECUTIVE OFFICER
AWARE SUPER
CHIEF EXECUTIVE OFFICER
AWARE SUPER
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